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战略性新兴产业国外经典政策工具分析——政府采购与补贴政策

许冠南,王秀芹,潘美娟,周源

《中国工程科学》 2016年 第18卷 第4期   页码 113-120 doi: 10.15302/J-SSCAE-2016.04.017

摘要：

当前，战略性新兴产业已经成为一国产业结构升级和抢占世界经济发展制高点的关键，世界各国纷纷将新兴产业的发展提升到国家战略高度，应用各种政策工具大力推动新兴产业加速发展。研究国外为促进新兴产业发展做出的重要举措对我国制定相应政策具有重要的借鉴作用。本文重点分析了发达国家为了推进新兴产业发展所采用的政府采购与政府补贴两种经典政策工具，以期为我国培育发展战略性新兴产业提供参考。

关键词： 新兴产业     政策工具     政府采购     政府补贴     产业政策分析    

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Achieving energy efficiency in government buildings through mandatory policy and program enforcement

Patrick X.W. ZOU, Morshed ALAM, Van Manh PHUNG, Dipika WAGLE, Rodney STEWART, Edoardo BERTONE, Oz SAHIN, Chris BUNTINE

《工程管理前沿（英文）》 2017年 第4卷 第1期   页码 92-103 doi: 10.15302/J-FEM-2017101

摘要： Government buildings are responsible for a significant proportion of energy consumption worldwide, for example, in Australia, up to 41.5 PJ energy was consumed by government buildings in 2011–2012. While the newly constructed buildings may be energy efficient, the existing buildings, which account for more than 85% of the total building stock, were built prior to the time when energy rating systems was put in practice and are consequently energy inefficient to a large degree. Reducing the energy consumption in existing government buildings is essential, as it will not only reduce the costs and environmental impacts, but also show governments’ strong commitment towards the reduction of greenhouse gas emission. Furthermore, successful building energy retrofit projects are the showcases to the general public, encouraging other sectors (e.g. commercial) to conduct building retrofits for energy savings. Recognising these benefits, several state governments in Australia have introduced building energy efficiency policies and programs. This paper reviewed the energy efficiency policies/programs in five States in Australia: Victoria, New South Wales, South Australia, Western Australia, and Queensland in terms of respective policies and targets, implementation methods and current progress. The lessons learned from these programs were also discussed. This research revealed that the key factors for a successful government building energy retrofitting program are 1) having a properly enforced energy efficiency mandate with clear energy saving targets, 2) establishing an expert facilitation team and 3) implementing suitable financing and procurement methods.

关键词： building energy retrofit     policy     energy efficiency     energy performance contract     energy auditing    

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Role of local governments in fostering the development of an emerging industry: A market-oriented policy

Jun JIN, Maureen McKELVEY, Ying DONG

《工程管理前沿（英文）》 2020年 第7卷 第3期   页码 447-458 doi: 10.1007/s42524-020-0104-6

摘要： This research investigates the role of local governments in stimulating an emerging industry and focuses on the specific growth of the new energy vehicle industry in Hangzhou, China. This research confirms that enabling firms to access emerging technology, acquire financial support, and touch customers and/or suppliers are critical to foster the emergence and development of industries. Moreover, the primary contribution of this study is to emphasize the support of the local government in the development of emerging industries on the perspective of the creation of a large-scale market demand. The creation of large-scale market demand may inspire actors to be proactive in responding to these incentives; thus, public and private actions may help increase the accessibility to technology, infrastructure, and finances. Hence, a market-oriented policy that incentivizes the creation and expansion of market demand among diverse public and private actors should be seen as the key issue for the emergence and growth of emerging industries. Policies should also be adopted promptly with the development of the market.

关键词： market demand     local government     new energy vehicles    

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TRANSFORMATION OF AGRICULTURE ON THE LOESS PLATEAU OF CHINA TOWARD GREEN DEVELOPMENT

《农业科学与工程前沿（英文）》 2021年 第8卷 第4期   页码 491-500 doi: 10.15302/J-FASE-2021428

摘要：

Loess Plateau of China is a typical dryland agricultural area. Agriculture there has transformed from food shortage toward green development over the past seven decades, and has achieved world-renowned achievements. During 1950–1980, the population increased from 42 to 77 million, increasing grain production to meet food demand of rapid population growth was the greatest challenge. Engineering measures such as terracing and check-dam were the crucial strategies to increase crop production. From 1981 to 2000, most of agronomic measures played a key role in increasing crops yield, and a series of policy support has benefited millions of smallholders. As expected, these measures and policies greatly increased crop production and basically achieved food security; but, low per capita GDP (only about 620 USD in 2000) was still a big challenge. During 2001–2015, the increase in agricultural and non-agricultural income together supported the increase in farmer income to 5781 USD·yr–1. Intensive agriculture that relies heavily on chemicals increased crop productivity by 56%. Steadfast policy support such as “Grain for Green Program” had an overwhelming advantage in protecting the natural ecological environment. In the new era, the integration of science and technology innovations, policy support and positive societal factors will be the golden key to further improve food production, protect environment, and increase smallholder income. 

 

关键词： agronomic technologies     economic returns     education     environmental cost     food production     government policy    

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The impact of government incentives and penalties on willingness to recycle plastic waste: An evolutionary

Zhen Wang, Jiazhen Huo, Yongrui Duan

《环境科学与工程前沿（英文）》 2020年 第14卷 第2期 doi: 10.1007/s11783-019-1208-2

摘要： • Punishments increase the participation probability of collectors and recyclers. • Policy-sponsored incentives make collectors and recyclers to participate earlier. • Recyclers are more sensitive to government punishments than collectors. Because governments have introduced policies involving incentives and penalties to promote the recycling of plastic waste, it is important to understand the impact of such incentives and penalties on the willingness of stakeholders to participate. In this study, government is included as a player, alongside waste collectors and recyclers, in a tripartite evolutionary game model of plastic waste recycling. The study explores the evolutionary equilibrium and performs a simulation analysis to elucidate the effect of government incentives and penalties on the willingness of other players to participate in recycling. Three conclusions are drawn from this research. First, an increase in incentives or in penalties increases the probability that collectors and recyclers will participate in the recycling process. Second, policy support incentives encourage collectors and recyclers to participate in plastic waste recycling earlier than subsidy incentives do. Finally, recyclers are more sensitive than collectors to government-imposed penalties.

关键词： Plastic waste     Recycle     Reuse     Government incentives     Government penalties     Evolutionary game    

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Efficiency evaluation of government investment for air pollution control in city clusters: A case from

《工程管理前沿（英文）》   页码 612-624 doi: 10.1007/s42524-023-0269-x

摘要： Air pollution poses a significant threat to human health, particularly in urban areas with high levels of industrial activities. In China, the government plays a crucial role in managing air quality through the Air Pollution Prevention and Control Action Plan. The government provides direct financial support and guides the investment direction of social funds to improve air quality. While government investment has led to improvements in air quality across China, concerns remain regarding the efficiency of such large-scale investments. To address this concern, we conducted a study using a three-stage data envelopment analysis (DEA)-Malmquist model to assess the efficiency of government investment in improving air quality in China. Our analysis revealed regional disparities and annual dynamic changes. Specifically, we focused on the Beijing–Tianjin–Hebei areas as a case study, as the investment primarily targeted industrial activities in urban areas with the goal of improving living conditions for urban residents. The results demonstrate significant differences in investment efficiency between regions. Beijing exhibits relatively high investment efficiency, while cities in Hebei Province require improvement. We identified scale inefficiency, which refers to the ratio of air pollutant reduction to financial investment, as the main factor contributing to regional disparities. However, we found that increasing the total investment scale can help mitigate this effect. Furthermore, our study observed positive but fluctuating annual changes in investment efficiency within this city cluster from 2014 to 2018. Investment-combined technical efficiency, which represents the investment strategy, is the main obstacle to improving yearly investment efficiency. Therefore, in addition to promoting investment strategies at the individual city level, it is crucial to enhance coordination and cooperation among cities to improve the investment efficiency of the entire city cluster. Evaluating the efficiency of government investment and understanding its influencing factors can guide future investment measures and directions. This knowledge can also support policymaking for other projects involving substantial investments.

关键词： investment efficiency     government investment     air pollution control     three-stage DEA-Malmquist model    

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Optimal production strategy for auto manufacturers with government subsidies in competitive environments

《工程管理前沿（英文）》 doi: 10.1007/s42524-023-0261-5

摘要： Using the Hotelling model and evolutionary game theory, this paper studies the optimal production strategy of duopoly auto manufacturers and explores the impacts of two government policies (manufacturer and consumer subsidies) on strategies related to the production of electric vehicles (EVs) or fuel vehicles (FVs). The study finds that consumers’ environmental preferences have direct effects on manufacturers’ market shares and profits, which in turn, affect the manufacturers’ production strategy selection. Specifically, when consumer environmental preference is sufficiently high, both auto manufacturers will eventually choose to produce EVs; when it is moderate, only one with a cost advantage will choose to produce EVs. Finally, when it is low, neither auto manufacturer will produce EVs. The findings further reveal that the more significant the difference in EV production costs is, the more inclined auto manufacturers are to choose a different final stable strategy. Regardless of whether the government subsidizes manufacturers or consumers, the policy only works if subsidies reach a certain threshold. The study also identifies the conditions under which government subsidies are considered more cost-effective.

关键词： supply chain management     low-carbon emission     electric vehicle     subsidy     evolutionary game theory    

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Research and Practice of Meta-synthesis Management for the Government-led Urban Complex Construction

Ru-gui Chen,Jia-meng Chen

《工程管理前沿（英文）》 2014年 第1卷 第1期   页码 52-61 doi: 10.15302/J-FEM-2014008

摘要： This paper researches the overall construction target of government-led urban complex construction projects based on the perspective of sustainable urban development.In order to achieve benefit maximization, the meta-synthesis management for the government-led urban complex construction project is studied.In order to combine theory and practice, several typical government-led urban complex construction project cases, such as Guangzhou Higher Education Mega Center and Guangzhou International Financial City etc. areexamined. These examples point to thefeasibility of government-led meta-synthesis management and demonstrate the benefits that can be achieved through this model.

关键词： government-led construction project     urban complex     meta-synthesis management     sustainable development     benefit maximization    

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Analysis of the current situation of environmental policy of China and establishment of distributed environmentalpolicy framework

Chaoyang FU,Wangfeng LI

《环境科学与工程前沿（英文）》 2015年 第9卷 第2期   页码 310-316 doi: 10.1007/s11783-014-0658-9

摘要： In this study, China’s current macro-environmental policies as well as their implementation and management tools are analyzed. By using the basic economic methodology, detailed studies are conducted focusing on the implementation effect of contemporary China’s typical environmental policy of the total pollutant discharge quantity control type, and also the two types of environmental management tools are compared from the perspective of implementation costs and policy uncertainty. By introduction of distributed management tools into the implementation of environmental policies, market-oriented means and the methods of economic analysis are introduced into environmental policy decision-making mechanisms, which could afford a new method for changing the current relatively low efficiency of environmental policy, solving the problem of “government failure” in environmental policy implementation, and providing a new way to make environmental policy system more flexible and more efficient. It is of great practical significance to solve China's current structural, complex and accumulative environmental problems.

关键词： environmental policy     distributed environment policy     distributed parameter model     lumped parameter model    

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战略性新兴产业政府引导方式创新研究

韦结余,薛澜,周源

《中国工程科学》 2016年 第18卷 第4期   页码 18-22 doi: 10.15302/J-SSCAE-2016.04.003

摘要：

“十二五”以来，我国战略性新兴产业取得了长足发展，对于转变经济增长方式、调整产业结构、稳定经济增长发挥了重要作用，但仍然存在产业关键核心技术缺乏、资源配置分散、体制机制不完善、配套设施发展滞后等问题。“十三五”期间，战略性新兴产业的引导方式需要进行创新，要改变以政府为主导的传统发展模式，建立以“市场为主导，政府引导”的新型发展模式。总体来看，战略性新兴产业的发展应该运用新的创新治理工具，完善战略性新兴产业治理体系建设，推进战略性新兴产业创新能力建设，促进“十三五”时期战略性新兴产业的发展。

关键词： 战略性新兴产业     政府引导     创新治理体系     创新能力     创新治理工具    

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Qualitative analysis of direction of public hospital reforms in China

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《医学前沿（英文）》 2018年 第12卷 第2期   页码 218-223 doi: 10.1007/s11684-017-0534-7

摘要：

Reforms in public hospitals are among the most important improvements in China’s health care system over the last two decades. However, the reforms that should be implemented in public hospitals are unclear. Thus, a feasible direction of reforms in Chinese public hospitals is suggested and reliable policy suggestions are provided for the government to reform public hospitals. The data used in this study were mainly derived from a qualitative study. Focus group discussions and in-depth interviews were conducted in Shanghai, Guangdong, and Gansu between May and December 2014. Government funding accounted for approximately eight percent of the total annual revenue of public hospitals in China, and the insufficient government subsidy considerably affects the operation mechanism of public hospitals. However, solely increasing this subsidy cannot address the inappropriate incentives of public hospitals in China. The most crucial step in setting the direction of reforms in public hospitals in China is transforming inappropriate incentives by implementing a new evaluation index system for directors and physicians in public hospitals.

关键词： public hospital     government hospital     public funding     operation mechanism    

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China’s policy framework for carbon capture, utilization and storage: Review, analysis, and outlook

《能源前沿（英文）》 2023年 第17卷 第3期   页码 400-411 doi: 10.1007/s11708-023-0862-z

摘要： Carbon capture, utilization, and storage (CCUS) is estimated to contribute substantial CO2 emission reduction to carbon neutrality in China. There is yet a large gap between such enormous demand and the current capacity, and thus a sound enabling environment with sufficient policy support is imperative for CCUS development. This study reviewed 59 CCUS-related policy documents issued by the Chinese government as of July 2022, and found that a supporting policy framework for CCUS is taking embryonic form in China. More than ten departments of the central government have involved CCUS in their policies, of which the State Council, the National Development and Reform Commission (NDRC), the Ministry of Science and Technology (MOST), and the Ministry of Ecological Environment (MEE) have given the greatest attention with different focuses. Specific policy terms are further analyzed following the method of content analysis and categorized into supply-, environment- and demand-type policies. The results indicate that supply-type policies are unbalanced in policy objectives, as policy terms on technology research and demonstration greatly outnumber those on other objectives, and the attention to weak links and industrial sectors is far from sufficient. Environment-type policies, especially legislations, standards, and incentives, are inadequate in pertinence and operability. Demand-type policies are absent in the current policy system but is essential to drive the demand for the CCUS technology in domestic and foreign markets. To meet the reduction demand of China’s carbon neutral goal, policies need to be tailored according to needs of each specific technology and implemented in an orderly manner with well-balanced use on multiple objectives.

关键词： carbon capture     utilization     and storage (CCUS)     policy     content analysis     China    

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Hierarchical methodological framework to improve Policy Environmental Assessment: Based on policy layer

Yinglie ZHOU, Cunkuan BAO,

《环境科学与工程前沿（英文）》 2010年 第4卷 第1期   页码 82-90 doi: 10.1007/s11783-010-0004-9

摘要： This study explores the current implementation challenges of the Policy Environmental Assessment (PEA), including the implementation of a far richer, more diverse (at macro level), and better understanding of PEA and integration with decision making. The results contribute to the analysis of PEA through different hierarchies of assessment. Stemming from the theory and practice of policy, a concept of PEA hierarchies is proposed including the uppermost PEA, upper-lower PEA, and lowermost PEA. Afterward, the differences of the three hierarchies are interpreted, in terms of aims, principles, processes, and methods. The evaluation of the policy environmental impacts from different lens helps solve the complexities of policies and identify opportunities for improvement of PEA.

关键词： Policy Environmental Assessment (PEA)     policy hierarchy     PEA hierarchy     methodological framework    

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Translating evidence into policy in China: opportunities and challenges

Jiyao Wang, Xuejuan Jin

《医学前沿（英文）》 2011年 第5卷 第3期   页码 315-320 doi: 10.1007/s11684-011-0146-6

摘要： Research and evidence are critical for the formulation of policies and practices in support of health care. In the past two decades, the Chinese Clinical Epidemiology Network has been promoting evidence-based policy making in China. Evidence-based policy has become a major part of the government’s approach to policy making. The current article addresses the translation of evidence into health policies based on the expansion of evidence-based medicine in China. It also discusses the opportunities and challenges for certain evidence to be considered in policy making and practice in the future.

关键词： clinical epidemiology     evidence-based decision making     policy    

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Moving policy and regulation forward for single-use plastic alternatives

《环境科学与工程前沿（英文）》 2021年 第15卷 第3期 doi: 10.1007/s11783-021-1423-5

摘要： Single-use plastics are often used once or cannot be reused for extended periods. They are widely consumed with the rapid development of social economy. The waste generated by single-use plastics threatens ecosystem health by entering the environment and ultimately restricts sustainable human development. The innovation of sustainable and environmentally friendly single-use plastic alternative materials and the joint participation of governments, enterprises and the public are promising technologies and management approaches that can solve the problem of single-use plastics wastes. The development of single-use plastic alternative products can be promoted fundamentally only by improving relevant legislation and standards, providing differentiated industrial policies, encouraging scientific and technological innovation and expanding public participation.

关键词： Single-use plastic alternatives     Policy     Regulation     Sustainable development    

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标题 作者 时间 类型 操作

战略性新兴产业国外经典政策工具分析——政府采购与补贴政策

许冠南,王秀芹,潘美娟,周源

期刊论文

Achieving energy efficiency in government buildings through mandatory policy and program enforcement

Patrick X.W. ZOU, Morshed ALAM, Van Manh PHUNG, Dipika WAGLE, Rodney STEWART, Edoardo BERTONE, Oz SAHIN, Chris BUNTINE

期刊论文

Role of local governments in fostering the development of an emerging industry: A market-oriented policy

Jun JIN, Maureen McKELVEY, Ying DONG

期刊论文

TRANSFORMATION OF AGRICULTURE ON THE LOESS PLATEAU OF CHINA TOWARD GREEN DEVELOPMENT

期刊论文

The impact of government incentives and penalties on willingness to recycle plastic waste: An evolutionary

Zhen Wang, Jiazhen Huo, Yongrui Duan

期刊论文

Efficiency evaluation of government investment for air pollution control in city clusters: A case from

期刊论文

Optimal production strategy for auto manufacturers with government subsidies in competitive environments

期刊论文

Research and Practice of Meta-synthesis Management for the Government-led Urban Complex Construction

Ru-gui Chen,Jia-meng Chen

期刊论文

Analysis of the current situation of environmental policy of China and establishment of distributed environmentalpolicy framework

Chaoyang FU,Wangfeng LI

期刊论文

战略性新兴产业政府引导方式创新研究

韦结余,薛澜,周源

期刊论文

Qualitative analysis of direction of public hospital reforms in China

null

期刊论文

China’s policy framework for carbon capture, utilization and storage: Review, analysis, and outlook

期刊论文

Hierarchical methodological framework to improve Policy Environmental Assessment: Based on policy layer

Yinglie ZHOU, Cunkuan BAO,

期刊论文

Translating evidence into policy in China: opportunities and challenges

Jiyao Wang, Xuejuan Jin

期刊论文

Moving policy and regulation forward for single-use plastic alternatives

期刊论文